Research and Commercialization Policies

Animal Subjects Research (IACUC)

• Animal Care and Use Occupational Health and Safety Program Information for Personnel Involved in Laboratory Animal Care and Researchers Who Work with Laboratory Animals

• Animal-Human Rabies Exposure Policy

• Animal Research Chapter 400, UM Collected Rules and Regulations

Human Subjects Research (IRB)

• Confidentiality in Research on Human Subjects

• Guidelines: Types of Research Exempt from Review by the IRB

• HIPAA Identifiers

• HIPAA Summary

• Informed Consent and Human Subjects Research

• Protecting Personal Health Information in Research: Understanding the HIPAA Privacy Rule National Institutes of Health (NIH)

• Protection of Human Subjects Code of Federal Regulations 45CFR46: Protection of Human Subjects

• Required Education in the Protection of Human Research ParticipantsNational Institutes of Health (NIH)

• Research Involving Humans Chapter 410, UM Collected Rules and Regulations

External Awards

• Allowable Costs and Cost Principles

• Award Closeout

• Cash Management – Federal Drawdowns

• Cash Management – Non-Letter of Credit Invoicing

• Collaborative Research

• Cost Sharing/Matching

• Effort Verification Reports

• Establishing Awards

• Facilities and Administrative Costs

• Federal Fringe Rate

• Federally Funded Assets

• Fiscal Post Award Roles and Responsibilities

• Grant or Gift?  A guide to help you determine whether your funding is a gift or a grant. Grants are processed through the ORA; gifts are processed through University Giving.

• Grant Incentive Fund
  
  

• Grant Proposal Submission

• Institutional Base Salary

• Participant Support Costs

• Payments to Research Study Participants

• Period of Availability

• Principal Investigator (PI) Status Eligibility

• Procurement, Suspension, and Debarment

• Program Income

• Reporting

• Segregation of Duties – Sponsored Programs

• Subrecipient Monitoring

• Uncollectible Grants Receivable

Intellectual Property Management, Commercialization (technology transfer)

Federal Policies:

Bayh-Dole Act (Patent Rights to Inventions Made with Federal Assistance)

• Information from the Association of University Technology Managers

• Bayh-Dole Regulations

University Policies:

• Intellectual Property (IP) in Student-Developed Inventions - FAQs

• Patent & Copyright Regulations Chapter 100, UM Collected Rules and Regulations

Biosafety & Risk Management

• Risk Management Chapter 85, UM Collected Rules and Regulations

• Hazardous Chemicals and Radioactive Materials Section 85.020, UM Collected Rules and Regulations

• Hazardous Chemicals and Radioactive Materials Policy - Defense and Protection of Employees Section 85.030, UM Collected Rules and Regulations 

Export Controls

• Department of Commerce, Basics on Export Controls

• Department of Commerce, Export Administration Regulations (EAR)

• Department of State, International Traffic in Arms Regulations (ITAR)

• GCC High Secured Research Space

Research Integrity

• Allegations of Research Dishonesty Chapter 420, UM Collected Rules and Regulations

  • Research Misconduct (420.010)

  • Procedures Governing the Disposition of Charges of Research Dishonesty by Academic Faculty and Staff (420.020)

  • Conflict with the Interests of Federal Grant Agencies (420.030)

• Research, UM Collected Rules and Regulations