Externalism
and Causality: Simulation and the Prospects for a Reconciliation
Dōna
Warren
Abstract
Externalism in the philosophy of mind has been
invoked by some philosophers to argue that content-bearing mental states can’t
serve as the explananda in genuinely causal explanations of behavior. In this paper, I demonstrate that such
arguments presuppose that psychological explanations are theory-based and that
if this theoretical conception of psychological explanation is replaced by the
simulation model we remove the source of the apparent tension between
externalism and causality and are in a position understand how appeal to
content-bearing mental states may be causally explanatory.
Externalism
and Causality: Simulation and the Prospects for a Reconciliation*
1. Two Guiding Assumptions of Everyday
Psychology
Everyday
psychology, otherwise and sometimes pejoratively known as ‘folk psychology,’ is
comprised of our practices of attributing mental states to each other and of
predicting and explaining each other’s behaviors on the basis of the mental
states ascribed. It is guided by two
fundamental assumptions. First, we
suppose that these everyday psychological predictions and explanations are
causal in character; we assume that the mental states cited in a correct
prediction or explanation of someone’s behavior actually caused the
behavior predicted or explained.
Second, we assume that at least some of the mental states cited in such
explanations are ‘about something,’ or are otherwise representational, a
presupposition which inclines us to interpret ascriptions of such mental states
as expressing a relation between the subject and some idea, proposition, or
sentence which serves as the content of that state.
Quite
a bit needs filling-in, of course, but the overall structure of everyday
psychology is so familiar and ingrained that it seems counterintuitive to
suppose that anything could be fundamentally wrong with the explanatory
framework. Recently, however, this
picture has been challenged by philosophers who argue that the nature of
content-bearing mental states is incompatible with their serving as the
explananda in genuinely causal explanations or predictions. In other words, these philosophers argue
that the two basic assumptions which we bring to everyday psychology - the
assumption that everyday psychological predictions and explanations are causal
and the assumption that such predictions and explanations appeal to the
subject’s content-bearing mental states - are ultimately inconsistent. In the second section of this paper, I will
critically examine the argument for this inconsistency and show that it depends
upon the background assumption that
psychological explanations involve appeal to law-like generalizations. In the third section, I will argue that the
apparent tension between content and causality may be resolved by abandoning
the generalization model of psychological explanation in favor of a model based
on imaginative identification.
2.
Externalism and Causality: the Argument for the Inconsistency
2.1
Externalism
The argument for the causal
inefficacy of content-bearing mental states rests upon the thought experiments
of Putnam and Burge, which give us reason to believe that representational
mental states are sensitive to external factors in a way which allows them to
vary across physically identical individuals (Putnam, 1975; Burge, 1986).[1] Suppose, for example, that there is another
world called ‘Twin Earth’ which is identical to Earth except for the absence of
water, H2O, and the presence of a substance, XYZ, that is
phenomenologically indistinguishable from water under normal
circumstances. When a linguistically
proficient inhabitant of Earth, Oscar 1, speaks sincerely about the substance
that fills the lakes and rivers around him, saying ‘Water is good at quenching
thirst,’ we may correctly maintain that Oscar 1 is saying that water is good at
quenching thirst, and since he’s sincere when he says this, believing what he
says, we may conclude that Oscar 1 believes that water is good at quenching
thirst. Equivalently, we may conclude
that Oscar 1 has a belief with the content ‘water is good at quenching
thirst.’
It’s otherwise when Oscar 2, a
linguistically proficient inhabitant of Twin Earth, speaks sincerely about the
substance that fills the lakes and rivers around him, saying ‘Water is good at
quenching thirst.’ Here, the process of
indirect quotation by homophonic translation breaks down. We can’t maintain that Oscar 2 is saying
that water is good at quenching thirst, because there is no water, H2O,
on Twin Earth and he hasn’t acquired the concept of water. We must, instead, coin a term, say ‘twater,’
to refer to the Twin Earthian substance XYZ and to translate the Twin Earthian
term ‘water.’ When Oscar 2 says ‘Water
is good at quenching thirst,’ he’s saying that twater is good at quenching
thirst, and since he’s sincere when he says this, believing what he says, we
may conclude that Oscar 2 believes that twater is good at quenching thirst. Equivalently, we may conclude that Oscar 2
has a belief with the content ‘twater is good at quenching thirst.’
On the reasonable supposition
that content is essential to belief, the fact that Oscar 1 believes that water
is good at quenching thirst but does not believe that twater is good at
quenching thirst, and the fact that Oscar 2 believes that twater is good at
quenching thirst but does not believe that water is good at quenching thirst,
lead us to conclude that Oscar 1 and Oscar 2 have different beliefs. None of this is impugned by the additional
assumption that Oscar 1 and Oscar 2 are molecular duplicates of each other, and
so it seems that physiologically identical individuals may have different
content-bearing mental states.[2] This is psychological externalism.
Reactions to externalism have
been mixed, and include attempts to articulate a notion of content which is
immune to remote environmental influences and which will consequently be shared
by physiological duplicates (Fodor, 1982; Loar, 1991). At the very least, the efforts to develop a
theory of so-called ‘narrow content’ have been disappointing and Owens has
convincingly argued that despite their initial promise, all attempts to develop
a notion of narrow content based on the conceptual role of mental states are
doomed to failure; when conceptual role is spelled out in a way which
guarantees that physical duplicates will share states individuated according to
conceptual role, the states loose any claim to be content-individuated (Owens,
1987). For the purpose of this paper,
we will assume that externalism is correct and that the only viable notion of
content is wide content of the sort which may differ across physical
duplicates. Such an assumption will
serve two purposes. First, it will
allow us to avoid embroiling ourselves in a discussion of narrow content which
would be beyond the scope of this paper.
Second, and more importantly, this is the position which has cast a
shadow over the putative causality of psychological explanation, and if we can
argue that psychological explanation may be causal even in the face of it, any
weaker position with respect to externalism would only stand causality on even
surer ground.
2.2
The Argument
Fodor has argued that
externalism is incompatible with the causality of psychological explanation by
taking it for granted, at least provisionally, that psychological explanation
is causal and by concluding that this assumption entails that the psychological
states to which such explanations appeal cannot differ across physical
duplicates.
If psychological explanation is
causal, Fodor maintains, then one of the following arguments must get the
matter right: either (1) Fodor and his hypothetical molecular duplicate engage
in actual and counterfactual behaviors which are the same in all relevant
respects, leading us to infer that Fodor and his molecular duplicate share
mental states which have the same causal powers and so leading us to conclude
that the mental states of Fodor and his twin should be typed the same for
psychological explanatory purposes, or (2) Fodor and his molecular duplicate
engage in actual and counterfactual behaviors which differ in relevant
respects, leading us to infer that Fodor and his molecular duplicate enjoy
mental states which have different causal powers and so leading us to conclude
that the mental states of Fodor and his twin should be should be typed
differently for psychological explanatory purposes (Fodor, 1991, p. 5).
It’s true, Fodor grants, that
molecular duplicates can engage in behaviors which differ in their intentional
properties (Oscar 1 can drill for water, for instance, whereas Oscar 2 cannot),
but mental states don’t differ in their causal powers in virtue of their being
responsible for purely intentional behavioral difference. Thus, depending upon how you look at it,
either the first premise in the second argument is wrong because Fodor and his
molecular duplicate don’t engage in behaviors which differ in any relevant
respect (intentional differences just aren’t relevant) or, granting the
relevance of intentional behavior differences, such differences don’t support
the inference to the proposition that Fodor and his molecular duplicate have
mental states with different causal powers.[3] The second argument is therefore either
unsound or invalid, and so the first argument must be right: the behaviors of
Fodor and his twin are identical in all relevant respects, from which we may
infer that Fodor’s mental states and those of his twin have the same causal
powers, and from this we may conclude that the mental states of Fodor and his
twin should be typed the same for the purposes of psychological
explanation. Therefore, on the
assumption that psychological explanation is causal, Fodor purports to have
proven that the psychological states to which such explanations appeal cannot
differ across physical duplicates, or equivalently, if externalism is true,
then psychological explanation cannot be causal.
Of course, not everyone
agrees. Burge, for one, believes that
externalism is compatible with causal explanation in psychology, and argues
that the mental states of molecular duplicates can have relevantly
different causal powers, thereby justifying their externalistic individuation
even on the assumption that psychological explanation is causal (Burge,
1989). On the face of it, however,
Fodor’s position certainly enjoys more plausibility in this respect, because
it’s hard to imagine how two physically identical individuals could differ in
their causal powers. Consider two identical metal spheres, for instance, or two
identical blocks of wood. How could such
things differ in what they are able to do?
How could such things differ in their causal powers? Molecular duplicates such as Oscar 1 and
Oscar 2 are just as alike as two identical metal spheres, and so it certainly
seems as though one would be able to do exactly what the other can do, and no
more (this point is also made by Owens, 1993, p. 253).
Regardless of how this contest
turns how, however, it’s interesting to note that the debate regarding the
compatibility of externalism and causality has focused around arguments for and
against the ability of molecular duplicates to engage in relevantly different
behaviors, or, equivalently here, for and against the mental states of
molecular duplicates differing in their causal powers. The presupposition that causal explanation
in psychology would require mental states individuated according to causal
powers has gone unquestioned, and we might wonder why this assumption has
proven so uniformly seductive.[4]
2.3
The Theory Theory
I maintain that the allure of
individuation according to causal powers stems from the assumption that
mentalistic explanation conforms to the deductive-nomological model that
governs the physical sciences, according to which specific causal explanations
are generated and justified by appealing to general backing laws embedded in a
larger theory of the science. We might,
for instance, ask a chemist what caused formula F to explode.
In answer, we might be informed that formula F was composed of
chemical C, that chemical C causes an explosion when mixed with
chemical D, and that a careless lab assistant had added chemical D
to formula F. Such an
explanation would invoke a chemical law of the form ‘If chemical C is
mixed with chemical D, then an explosion will result,’ together with the
additional assumptions that formula F was composed of chemical C
and that chemical D was added to formula F.
The position that psychological
explanations rest upon some such system of law-like generalizations is called
the ‘theoretical assumption,’ or the ‘theory theory.’ The theory theory has the benefit of unifying our account of
everyday psychology with our accounts of other everyday abilities. It’s reasonable to suppose, for instance,
that when a speaker judges the grammaticality of a sentence in her native
language, she deploys, perhaps rapidly and unconsciously, a grammatical theory
of the language (Davies and Stone, 1995).
Similarly, advocates of the theory theory maintain that we ascribe
mental states and predict and explain behavior by deploying some internalized,
and probably tacit, psychological theory.[5] Somehow or other, normal adults have
acquired a theory about the mind which relates stimulus inputs to mental
states, mental states to each other, and mental states to behavioral outputs.
Such a theory would incorporate law-like generalizations of the forms ‘If a
person, P, is subject to environmental stimuli S1, S2, S3
and so on, then P will enter into the mental states M1, M2,
M3, and so on,’ ‘If a person, P, is in mental states M1,
M2, M3, and so on, then P will enter into mental states M4,
M5, M6 and so on,’ and ‘If a person P is in mental
states M4, M5, M6 and so on, then P
will engage in the behaviors B1, B2, B3,
and so on.’
According to this model of
everyday psychology, when ascribing a mental state to an individual we might
note the stimuli to which that individual is subject and invoke the
generalizations which link such stimuli to mental states. When predicting an individual’s behavior, we
might apply the generalizations which link the mental states previously
ascribed to action, and when explaining an individual’s behavior, we might
hypothesize a set of beliefs which, if we ascribed them to the subject, would
have us allowed us to predict the behavior we wish to explain. If, for example, we want to ascribe a mental
state to Professor Jones, we might note that Jones has just read a nasty
response to his paper, (subconsciously) invoke a generalization of the form
‘When individuals receive harsh criticism, they believe that they have been
attacked,’ and so maintain that Professor Jones believes that he has been
attacked. If we want to predict what
Professor Jones will do after he reads the scathing response to his
paper, we might invoke a generalization of the form ‘When individuals believe
that they have been attacked, they engage in defensive behavior,’ and predict
that Jones will submit a rejoinder to the journal. If we want to explain an act that Jones has already done, say
removing that issue of the journal from the departmental library, we might
maintain that he did so because he wished to preserve his reputation among his
colleagues, on the grounds that the ascription of that mental state would have
allowed us to predict Jones’ behavior, supplemented with the generalization
‘When an individual wishes to preserve his reputation among his colleagues, he
may abscond with materials in which criticisms of his work are set forth.’
In such a nomological picture,
our understanding and assessment of causal claims are inextricably intertwined
with our understanding and assessment of the theory that stands behind these
claims. This pushes us toward the
individuation of explanatory states according to causal powers because adequate
explanatory theories require the exclusion of false generalizations and the
inclusion of true ones, whereas individuating in a way that types causally
different things the same, or types causally identical things differently,
would either yield false generalizations or miss true generalizations,
respectively.
To see why this is so, let’s
return to a consideration of metal spheres and try to construct theory, or a
set of law-like generalizations, to explain the connection between the
placement of these spheres on the platform of a scale and the movement of the
indicator dial. When sphere A is
placed on the platform, for instance, the indicator points to ‘1.5,’ but when
sphere B is placed on the platform, the indicator points to ‘2.0.’ Presumably, weight is the only property of
the spheres that is causally relevant to explaining the behavior of the
indicator, and so we may say that spheres are causally identical for these
purposes if and only if they weigh the same amount. If we type the spheres according to their weight, the relevant
explanatory generalizations are rapidly forthcoming: ‘If a sphere weighing 1.5
lbs. is placed on the scale, then the indicator will point to ‘1.5,’’ for
example. Suppose, however, that we’re
stricken with the constant quirk of typing according to color, and suppose that
sphere A is red, leading us to opt for the tentative generalization ‘If
a red sphere is placed on the scale, then the indicator will point to
‘1.5.’’ But of course this is
wrong. A red sphere weighing 3 lbs.
would not cause the indicator to point to ‘1.5.’ Our color-typing would lead us to class causally different things
the same, thereby yielding a false generalization. Moreover, our theory would be unable to account for the fact
sphere C, a blue sphere weighing 1.5 lbs., behaves in all relevant
respects identically to red sphere A: they both make the indicator point
to ‘1.5.’ Thus, our color-typing
suffers from the additional vice of classifying causally identical things
differently, thereby rendering us incapable of formulating true
generalizations, in this case the generalization which subsumes both sphere A
and sphere C.
To review, explanation by
appealing to theory requires the individuation of explanatory states according
to causal powers, because only then will the theory invoked be uncorrupted by
the inclusion of false generalizations or vitiated by the exclusion of true
ones. The implications of this for the
theory theory of psychological explanation are immediate. Just as we’ve observed that we mustn’t type
spheres A and C differently, on pain of overlooking the
generalizations which subsume them both, Fodor observes that a psychologist
must not allow water thoughts and twater thoughts to be different states with
the same causal powers, on pain of missing the generalizations which subsume
both Oscars 1 and 2. ‘Good taxonomy,’ Fodor reminds us, ‘is about not missing
generalizations,’ (Fodor, 1991, p. 25.) Thus,
to the extent that we think of psychological explanations as akin to the
theoretical explanations offered in nonmentalistic sciences, individuation of
mental states according to causal powers will appear virtually irresistible.
We’ve observed that Fodor’s
argument for the incompatibly of externalism and causality depends upon the
assumption that causal explanation in psychology requires mental states
individuated according to causal powers, and we’ve noted that that this
assumption gains its plausibility from the presupposition that psychology
conforms to the theory theory. This
puts us in the position to see an interesting possibility: perhaps, by
abandoning the theory theory, we can skirt commitment to individuation
according to causal powers, and without this assumption, Fodor’s argument for
the incompatibility of externalism and causality collapses. Perhaps, in other words, the perceived
tension between externalism and causality derives more from our intuitions
about theory construction than from the demands of causation per se, and
perhaps some other, nontheoretical model of psychological explanation can
reconcile causality with externalism.
3.
Simulation and the Prospects for a Reconciliation
3.1 Simulation
The simulation alternative
provides us with an account of mental state ascription and the prediction and
explanation of behavior that isn’t dependent upon the assumption of a tacit
mentalistic theory. According to the
simulation alternative, we ascribe mental states to an individual, and predict
and explain that person’s behavior, by imagining ourselves in her position and
determining what mental states we would have or what actions we would perform
if we were her. More specifically, when
ascribing mental states, we imaginatively take on the individual’s perceptual
and known epistemic circumstances, feed those imaginary inputs into our own
cognitive systems, and determine what thoughts and emotions would be generated
as a result. When predicting an individual’s
behavior, we imagine ourselves in that person’s situation with that person’s
mental states and we determine what actions we would perform. When explaining
an individual’s behavior, we attempt to find a plausible set of mental states
such that given those hypothetical mental states as input into our own
cognitive systems, those systems generate an off-line decision to engage in
that behavior (this is roughly the exposition of simulation advanced by
Goldman, 1989).
For example, again, if we want
to ascribe a mental state to Professor Jones, we might note that Jones has just
read a nasty response to his paper, imagine what thoughts we would have if we
had just read a nasty response to our paper, note that we would believe that we
had been attacked, and so maintain that Professor Jones believes that he has
been attacked. If we want to predict
what Jones will do after he reads the scathing response to his paper, we
would imagine ourselves in Professor Jones’ position, imaginatively taking on
his beliefs, desires and character traits, and note that, given those
adjustments, we would submit a rejoinder to the journal. That, we predict, is what Jones will
do. Similarly, if we want to explain
why Jones removed from the departmental library the offending issue of the
journal, we would put ourselves in Jones’ place and ask what mental states
would have motivated us to behave in that way.
Noting that given the adjustments to Jones’ position, we would have
removed the journal in order to preserve our reputation among our colleagues,
we explain Jones’ behavior by attributing that desire to him. Of course, we may not be introspectively
aware that this is what we’re doing when we ascribe mental states or predict
and explain behavior because the entire process may occur automatically and on
the sub-personal level. The important
point is that, introspectively accessible or not, the simulation does not
depend upon the conscious or unconscious deployment of a psychological theory.[6]
The difference between theory
theory and the simulation alternative has been illustrated by an analogy with
two ways in which one might explain or predict the behavior of an airplane
(Gordon, 1992). On the one hand, one could explain or predict a plane’s
behavior by deploying some aerodynamic theory, appealing to the relevant
generalizations, plugging in the appropriate values, doing the necessarily
calculations, and so forth. This would
be analogous to the way in which theory theory would have us explain or predict
someone’s behavior; instead of aerodynamic theory, we would deploy our internalized psychological
theory; instead of calculations, we’d run some sort of derivations, and all of
this might well go on below the level of conscious awareness. On the other hand, we might explain or
predict a plane’s behavior by constructing a model of the plane, placing the
plane in an appropriate environment (maybe a wind tunnel), manipulating the
model to conform as completely as possible to the real plane’s situation, and
seeing how the model behaves. This would be analogous to the way in which the
simulation alternative would have us explain or predict someone’s behavior; instead
of a model plane, we’d use the resources of our own mind to model someone
else’s mind; instead of manipulating the model to conform to the conditions of
the real plane, we’d feed hypothetical mental states into our own cognitive
mechanisms, and once again, all of this might occur without our direct
knowledge.
It would be beyond the scope of
this paper to argue that the simulation alternative is the correct account of
psychological explanation; the debate between advocates of simulation and
defenders of the theory theory is ongoing.
Our purpose here is only to demonstrate that the source of the apparent
tension between externalism and causality lies in the widely taken-for-granted
theoretical model of psychological explanation and to show that this tension
may be resolved by adopting the simulation alternative, an account of
psychological explanation which is simultaneously compatible with externalism
and causality. We must now proceed to
the latter task.
3.2
Simulation and Externalism
We will begin by examining the
ability of simulation to accommodate the externalistic arguments; we will
examine, in other words, whether or not someone employing simulation can
ascribe to Oscar 1 the belief that water is good at quenching thirst while
ascribing to Oscar 2 the belief that twater is good at quenching thirst.
At
first glance, externalism would seem to pose no particular
problem for the simulation alternative.
After all, externalism is concerned with the influence of context on
mental state ascription, and since the process of
simulating an individual involves imagining ourselves in that person’s
environment, the notion of context plays a crucial role in the very idea of
simulation. Of course
the context makes a difference. Alvin
Goldman seems to share this assurance that simulation can allow the external
world to affect mental state attributions, writing
Although my discussion centers on the
psychological dimensions involved in content attributions, it by no means
precludes an important role for the external world, especially causal relations
with the external world, in the choice of semantic assignments to
thoughts. In deciding what is the referent of an imputed thought, in
particular, it seems clear that the interpreter takes into account the
thought’s causal history. Similarly, it is plausible to suppose
that imputation of other semantic dimensions of thought involves mind-world
connections. These are plausibly part
of the conceptual background with which the interpreter operates.
(Goldman,
1989, p. 180; Goldman’s emphasis)
According to this complacently compatiblist approach, imagining
ourselves in the subject’s context presumably includes taking the subject’s
environment into account, with all of the externalistic consequences which that
entails. If we’re simulating someone on
Earth, for example, we would imagine ourselves looking at water, hearing about
water, believing that water is hydrating and so forth; such inputs would result
in the generation of off-line beliefs about water, such as the belief that
water is good at quenching thirst. If
we’re simulating someone on Twin Earth, on the other hand, we would imagine
ourselves looking at twater, hearing about twater, believing that twater is
hydrating and so forth; such inputs would result in the generation of off-line
beliefs about twater, such as the belief that twater is good at quenching
thirst. The simulation procedure, in other
words, involves providing our off-line system with pretend inputs which are already externalistically determined (e.g.
‘believing that twater is hydrating’), and given inputs with broad
content, the mental states generated are bound to be broad as well.[7]
On second
look, however, this approach faces a possible problem. How, specifically, do we take the external
world into account in the course of our simulation and consequent belief ascription? How do we ensure that broad mental states
serve as input to the simulation, and that broad mental states are generated as
output? We can easily imagine an
objector worrying that so far simulation has been described as an account of
the procedure governing the prediction and explanation of behavior and the
ascription of mental states. In order
to ascribe a mental state, however, it seems that we must possess the concept
of that mental state. Can simulation enable us to master mentalistic concepts in addition
to enabling us to wield them in ascription?
And if so, will the mentalistic concepts mastered be compatible with
externalism? If we
can only master and deploy externalistic mental concepts by invoking strands of
a theory about the mind, then simulation alone, unsullied by ad hoc
appeals to the theory theory, will be unable to take the external world
properly into account.
Contrary to the general
direction of our objector’s worries, I believe that the question of mentalistic
concept acquisition is a red-herring in this context. Although it is undoubtedly true that simulation is compatible
with externalism if it is sufficient to provide us with mastery of full-blown
and environmentally-sensitive mentalistic concepts, simulation may be compatible with externalism even if it is unable
to provide with complete command of mentalistic notions.
This is because the present focus of concern shines specifically on the
externalistic element of the concept of belief and not on the concept of belief
as a whole. The question at hand is ‘Can someone employing simulation account
for the environmental sensitivity of belief ascriptions without employing
strands of a theory about the mind?,’ not ‘Can someone employing simulation
master the concept of belief through simulation alone?’ In order to see that the first question need
not wait upon an answer to the second, assume for the moment (what I’m not yet
prepared to actually grant) that simulation is insufficient to provide us with
a robust concept of belief; assume, for instance, that a full understanding of
the representational nature of belief cannot be obtained through a process of
simulation. Such insufficiency would threaten the ability of simulation to
accommodate externalism only if the distinctively externalistic elements
of belief could not be provided by simulation, or (equivalently) only if
simulation could not properly and independently account for the dependence
belief ascriptions on environmental factors. Thus, to defend the ability of simulation to
accommodate externalism, we need only argue that simulation is sufficient to
capture the specifically externalistic influences on belief ascription,
regardless of how the full concept of belief is acquired. I propose
to demonstrate that simulation can in fact capture these externalistic
influences by showing that environmentally-sensitive belief ascriptions can be
generated by someone deploying simulation even without any appeal on her
part to a well-developed concept of belief. This being the case, simulation is
sufficient to capture the dependence of belief upon externalistic influences,
regardless of how the complete concept is eventually mastered.
As Gordon observes in
‘Simulation without Introspection or Inference from Me to You,’ most accounts
of simulation have assumed that it must involve the generation of off-line
mental states, the ascription of such mental states to ourselves, presumably
through the deployment of some special introspective faculty, and finally the
ascription of such mental states to the subject, presumably through an
analogical inference to the effect that the subject’s mental states are similar
to what ours would be (Gordon, 1995, p. 53).
In the case of Professor Jones, for instance, I would imagine that I,
Dōna Warren, am an arrogant and irascible male physics professor at an Ivy
League university who has just read a scathing response to my paper on
radioactive decay. I would note, via
introspection, that under those conditions I would believe that I had been
unjustly attacked by inferior scholars and I would infer, via an
analogical inference, that Professor Jones actually is as I would be under
those counterfactual circumstances: specifically, that he believes he has been
unfairly attacked by inferior scholars.
Such an introspective /
analogical model of simulation poses some obvious problems. First, it’s unclear what theory of personal
identity would allow me to coherently suppose that I, Dōna Warren, am an
arrogant and irascible male physics professor at an Ivy League university. Second, on pain of possibly collapsing their
account of psychological explanation into a version of the theory theory,
advocates of this conception of simulation need to justify the analogical inference
without appeal to psychological generalizations. Gordon argues, however, that this introspective/analogical model
of simulation is unnecessary. We may
abandon the analogical inference by appreciating the difference between
simulating ourselves in the subject’s situation and simulating the subject
in the subject’s situation. The former
process would properly require an inference to the effect that the subject will
think (or feel, or act) as we ourselves would think (or feel, or act) under the
imagined circumstances. The latter
process, in contrast, would involve what Gordon describes as ‘a recentering of
[our] egocentric map[s]’ in which we imaginatively take on as many of the
subject’s character traits as possible and (consequently?) in which our
first-person pronouns take the subject as their referent (Gordon, 1995, p. 55).
What we have, to use Gordon’s terminology, is not a transfer of mental
states from ourselves to the subject through an analogical inference, but a transformation
of ourselves into the subject through an imaginative identification. Thus, when I think, in the context of my
simulation of Professor Jones, ‘I have been unfairly attacked by inferior
scholars’ or ‘The editor has a vendetta against me,’ the ‘I’ and the ‘me’ refer
to the subject of the simulation, Professor Jones, rather than to my actual
self, and I am consequently relieved of the need for an extrapolation from
myself to him. Ascriptions to Jones are
underwritten, not by appending an analogical inference to a simulation of myself,
but by the pronoun-replacement which occurs upon ‘stepping outside’ of the
simulation. That is
to say, I don’t ascribe to Jones the belief that he has been attacked by
inferior scholars by first ascribing to myself, within the simulation, the
belief I have been attacked by inferior scholars and then, outside of
the simulation, by assuming that Jones is relevantly like me; instead, within
the simulation I ascribe to myself (as Jones) the belief that I have
been attacked by inferior scholars, and then, outside of the simulation, I
express the same fact by replacing my first-person pronoun with the proper name
of its referent within the context of the simulation, i.e. ‘Jones.’
None of this, however, lessens
the appeal of the introspectionist component of simulation. Quite the contrary in fact, because it
assumes that I, when simulating Jones, am able to ascribe to myself (as Jones)
the belief that I have been attacked by inferior scholars. How am I to engage
in such self-ascription if not through a process of introspection? Gordon responds to this worry by arguing
that the reliability of our self-ascriptions can be explained without the
assumption of introspective access.
Children can be trained to preface all of their assertions with ‘I
believe that,’ thereby enabling them to make reliable self-ascriptions of
belief long before they are able to recognize that their beliefs may be at
variance with the facts. This being the
case, children can make reliable self-ascriptions of belief before they possess
a full-fledged concept of belief and, ipso facto, before they can
undertake an introspective survey of their beliefs: lacking a concept of
belief, such children can hardly justify their self-ascriptions by asking
themselves ‘Do I believe this proposition?’ Further, maintains Gordon,
we don’t justify self-ascriptions of belief introspectively even after
we have fully mastered the concept of belief.
We instead employ what Gordon calls ‘an assent routine,’ answering the
question ‘Do you believe that the Hale-Bopp comet was larger than Haley’s comet?’
by asking ourselves the question ‘Was the Hale-Bopp comet larger than Haley’s
comet?’ and by answering the former question affirmatively if and only if we
answer the latter question affirmatively (Gordon, 1995, pp. 59-60).
The important point about the
assent routine, as Gordon quite correctly notes, is that it can be employed
within the context of a simulation in order to generate ascriptions to others,
because once we have imaginatively transformed ourselves into the other, our
first-person pronouns take the subject as their referent (Gordon, 1995, p. 60).
Suppose, for instance, we want to know whether or not Professor Jones believes
that he has been unfairly attacked by inferior scholars. Imaginatively identifying ourselves with
Jones, we ask ourselves ‘Have I been unfairly attacked by inferior scholars?’
Noting that the answer to this question is ‘Yes,’ we employ the assent routine
and ascribe to ourselves (as Jones) the belief that we have been unfairly
attacked by inferior scholars. Upon
stepping outside the simulation and engaging in pronoun-replacement we ascribe
to Jones the belief that he has been attacked by inferior scholars, and all of
this without introspection or the deployment of any refined concept of belief.
Of course, the assent routine
will need to be supplemented with an assumption of the relevant translation
when we are ascribing beliefs to individuals with whom we don’t share a common
language. Suppose, for instance, that
Jones speaks only Finnish. It would
hardly do to simulate Jones and ask ourselves (as Jones) ‘Have I been unfairly
attacked?’ because Jones would have no response to that question posed in
English. We must, instead, hypothesize
a translation of the question into Finnish to accompany our hypothesis of only
understanding Finnish, and imagine ourselves (as Jones) answering that
question. Once the object-level
question has been answered within the simulation, we would ascribe the belief
to Jones by supplementing our pronoun-replacement by a translation back into English. More effectively and to the same effect, we
might just imagine that the English question is the question in Finnish,
and then return to the assumption of our ‘home language’ when we ascribe the
belief to Jones.
Refined in this way, the proper
deployment of an assent-routine within the context of a simulation results in
the ascription of externalistically individuated beliefs. Imagine, for instance, that we want to know
whether or not Oscar 2 believes that twater is good at quenching thirst. Within the context of a simulation of Oscar
2, we ask ourselves the question ‘Does twater quench thirst?’ or rather, we ask
ourselves the question translated into Oscar 2’s language, e.g. ‘Does
water quench thirst?’ Noting that the
answer to this question is affirmative, we deploy an assent-routine, replace
our first-person-pronouns with reference to Oscar 2, translate back into our
own language, and ascribe to Oscar 2 the belief that twater quenches
thirst. Now imagine that we want to
know whether or not Oscar 2 believes that water quenches thirst. Attempting to employ the same procedure, we
would simulate Oscar 2, and ask ourselves the translation of the question ‘Does
water quench thirst?’ Here, however, there
is no such translation because there is no water on Twin Earth; the term
‘water’ doesn’t translate into the language spoken there, and Oscar 2 simply
doesn’t have the concept of water.
Without this translation, we (as Oscar 2) could not respond
affirmatively to the question and so, deploying the assent routine, we (as
Oscar 2) would not believe that water quenches thirst. Oscar 2, although believing that twater
quenches thirst, does not believe that water quenches thirst. Similarly, this procedure would allow us to
ascribe the belief that water quenches thirst to Oscar 1, but would not allow
us to ascribe to Oscar 1 the belief that twater quenches thirst.[8] Externalistically speaking, things are as
they should be.
In summary, the only
understanding of belief which is required for simulation to account for the
dependence of belief on environmental factors is that thin understanding given
by the assent-routine modified to incorporate translation. Simulation is therefore able to accommodate
externalism regardless of how the full-fledged mentalistic concepts are
mastered. The answer to our guiding
question, ‘Can someone employing simulation generate externalistic belief
ascriptions without employing strands of a theory about the mind?’ is
‘Yes.’ The simulation alternative is
consequently perfectly compatible with psychological externalism.
3.3
Simulation and Causality
It remains to be established
that the simulation alternative can accommodate causal explanation in
psychology.[9] Martin Davies apparently assumes that
explanations voiced via simulation do in fact get at the cause of an
individual’s behavior, writing that
Human
beings are able to predict and explain each others actions by using the
resource of their own mind to simulate the psychological etiology of the
actions of the others.
(Davies,
1992, p.2; my emphasis)
In
order to see if this promissory note can be cashed out, we must recall that
according to the simulation alternative we use our own mental processes to
simulate the mental processes of the individual whom we are attempting to
explain. Very roughly put, we feed
imagined facsimiles of the person’s mental states and environmental stimuli as
inputs into our own mental machinery and we report the output. If that output is an intention to engage in
a certain behavior, then in the absence of obvious contravening factors, we
predict that the individual will act accordingly.
Of course, we are usually
interested in more than brute prediction.
We often want to explain behavior, to assist one another in
understanding it, and in order to give such explanations we must be able to
report salient aspects of the mental processing leading up to the simulated
decision to act. In so explaining the
behavior, we are not situating the individual’s action within a system of
law-like generalizations (which is not to say that our explanation could
not be (mis)interpreted in this way). Rather, we are articulating our simulated
decision-making process, sketching how and why the individual probably made the
choice to act as she did.
Thus, if simulation is to
provide us with genuine and enlightening psychological explanations then our
simulated mental processes must be both accessible and understandable to us, at
least on the cognitive level relevant to forming intentions to act, and so
on. Of course this is compatible with
the psychological explanations advanced via simulation not being causal
in character. This would be this case,
for instance, if our own decision-making processes, and the decision-making
processes which we simulate and articulate when giving psychological explanations,
fail to cause the behavior which we use them to explain. In such circumstances, although we would be
able to simulate the decision-making process behind an intention to act, and
although we would be able to use such simulation to predict a behavior, and
although we would be able to recount that simulated decision-making process
when explaining the behavior, in no way would we be predicting or explaining
the behavior by citing its cause.
In no way would we be offering causal psychological explanations. In order to offer causal explanations, we
would need what Davies seems to assume we have: access to the psychological etiology
of our own behavior, and access to the simulated psychological etiology of
other people’s actions. It is this
etiology which we would need to simulate in order to predict a behavior, and it
is this etiology which we would need to articulate in order to explain that
behavior. Thus, if we can establish
that the decision-making processes employed in simulation just are the action’s
etiology, then we will have argued that psychological explanations advanced
within the framework of the simulation alternative can be causal after all.
We may uncontroversially grant
that in many cases, and in most if not all of the cases of interest to us, it
does seem very much as though our decision-making processes cause the
behaviors which we explain by citing them, but in order to defend this feeling
of causal complacency, we must take a brief detour through an objection to the
simulation alternative advanced by Paul Churchland. Churchland (1989) has
argued that the simulation alternative is not sufficient to provide causal
explanations in part because it must ultimately rely upon some psychological
theory when isolating the cause of the event to be explained. Churchland begins by observing that even if
simulation can be used as an effective predictive device, it cannot be used to explain
an individual’s behavior unless one can explain the mental processes of the
individual doing the simulating. For
instance, to return Gordon’s analogy, we may predict a plane’s behavior under
certain circumstances by seeing how a model plane behaves under those (or
analogous) circumstances. In order to explain
the real plane’s behavior, however, we must explain the behavior of the model
plane; we must determine the cause of the model plane’s behavior, and in order
to do that it seems we must appeal to the theory of aerodynamics, or to some
other system of law-like generalizations.
Similarly, if one uses one’s own mental processes to simulate or ‘model’
another individual, and if one is to use simulation as an explanatory method as
well as a predictive device, then one must be able to explain one’s own
behavior. And in order to give a
causal explanation of one’s own behavior, Churchland maintains, one must appeal
to some folk-psychology or system of law-like psychological generalizations;
one must situate one’s own behavior and mental processes within an explanatory
framework comprised of general patterns relating mental and behavioral
events. Thus, according to Churchland,
the simulation alternative must ultimately rely upon a psychological theory if
it is to genuinely explain an individual’s behavior.
Gordon (1992) criticizes
Churchland’s argument by noting that Churchland neglects one of the benefits of
having a manipulable model, such as a sophisticated model airplane. Specifically, such models can be used to
investigate the effects of various counterfactual situations and this, in turn
(employing Mill’s method of difference) can be used to isolate the cause of the
event to be explained. If, for
instance, we wanted to determine why a plane stalled, we could replicate the
stall-conditions with our model airplane in a wind tunnel. We could then tinker around a bit, changing
the wing design, or angle of incidence, or throttle, until eventually our model
plane fails to stall. If, say, an
alteration in the wing design kept our model plane from stalling, then we may
assert that the model plane’s wing design was responsible for its stalling in
the replicated circumstances. Assuming
that we may extrapolate from the model, we may also assert that the real
plane’s stall was caused by its wing design.
Thus, contra Churchland, a
manipulable model may allow us to determine the cause of an event without
appeal to theory. The analogy with
simulation is immediate. If, in the
first person case, we want to know whether one of our beliefs caused one of our
actions, we envision a counterfactual situation in which we don’t have the
belief and we determine what we would do, or what intentions to act we would
form, under those circumstances; if we wouldn’t engage in the action, then we
conclude that the belief under consideration at least partially caused that
action. Similarly, if we want to know
whether someone else’s belief caused that person’s action, we simulate the
individual whose action is to be explained and within the context of that
simulation we envision a situation in which we don’t have the belief; if it
turns out that we (as the simulated individual) wouldn’t engage in the action
unless we had that belief, then we can conclude that the belief at least
partially caused the action.
For example, let’s return once
more to the wounded ego of Professor Jones and ask ourselves what caused
Professor Jones to remove the journal from the departmental library. Simulating Professor Jones, we envision a
situation in which we (as Jones) don’t
believe that the journal contains a highly critical review of our
paper. Noting that we wouldn’t
formulate the intention to abscond with the journal under those circumstances,
we conclude that our belief that that the journal contains the critical review
was a partial cause of our taking the journal.
Stepping outside of the simulation, we conclude that Jones’
belief that the journal contains a highly critical review of his paper
was causally relevant to his thievery.
Of course, this is only a partial cause. Simulating Jones again, we would note that we wouldn’t formulate
the intention to remove the journal from the departmental library if we lacked
the belief that this review would undermine our reputation among our
colleagues, and so we may conclude that Jones’ belief that his reputation would
be undermined was an additional causal factor.
Not all of Jones’ mental states would be causally relevant,
however. Upon simulating Jones we would
probably find that we would decide to take the journal even if we lacked the
belief that we taught on Tuesdays, or that our mother’s maiden name was Smith,
and so we would be saved from attributing causal efficacy to these beliefs. The
simulation approach therefore permits us to advance causal explanations by
isolating which mental event, or set of events, caused the behavior to be
explained.
3.4
Simulation and Reconciliation
We are now in a position to see
how the simulation alternative may reconcile externalism with causality. Suppose, for instance, that we want to give
a causal explanation for one of Oscar 2’s actions - say bringing Mary 2 twater. We simulate Oscar 2, putting ourselves as
far as possible into his situation, and following the assent-routine previously
described, we ascribe various mental states to Oscar 2. Among these mental states are the belief
that twater quenches thirst, the belief that Mary 2 is thirsty, the desire to
help Mary 2 quench her thirst and so on.
We then engage in a sub-simulation of
Oscar 2, imagining away one of these mental states; we pretend that we (as
Oscar 2) don’t believe that twater quenches thirst and we allow our
cognitive mechanisms to operate upon this revised doxastic set. If, as is probable, we note that under such
circumstances we (as Oscar 2) would not bring Mary 2 some twater, then
we conclude that the belief that twater quenches thirst was causally relevant
to our simulated decision to bring Mary 2 some twater. Stepping outside of the simulation, we would
conclude that Oscar 2’s belief that twater quenches thirst was, in fact, a
partial cause of his behavior.
Similarly, suppose that we want to advance a causal explanation for
Oscar 1’s bringing water to Mary 1.
Simulating Oscar 1, we employ the assent-routine and ascribe to Oscar 1
the belief that water quenches thirst and the belief that Mary 1 is thirsty. Simulating Oscar 1 once more, we imagine
away one of these mental states, pretending that we (as Oscar 1) don’t
believe that water quenches thirst, and we allow our cognitive mechanisms to
run off-line. It’s likely that this
sub-simulation would fail to generate an intention to bring water to Mary 1,
and so we would conclude that our simulated belief that water quenches thirst
was causally relevant to our simulated intention to act. Stepping outside of the simulation, we would
conclude that Oscar 1’s belief that water quenches thirst was a partial cause
of his behavior.
We have used simulation in a
seamless fashion, both to ascribe externalistic beliefs to Oscars 1 and 2 and
to observe that these beliefs were causally relevant to their respective
behaviors. This, I maintain, is enough
to conclude that the simulation alternative is able to embrace externalism and
causal explanation simultaneously and so is in a position to reconcile one with
the other. I would like to take a
moment, however, to consider a concern which might be raised by someone who is
loathe to abandon the notion of narrow content. This will have the dual benefits of staving off potential
misunderstanding and highlighting how the apparent tension between externalism
and causality may be traced to the prevalent assumption that psychological
explanation is theory-based.
Returning to our previous
analogy, suppose that we use the simulation approach to explain two amazingly
similar plane crashes which differ only in that the first plane, Plane 1,
crashed in Colorado, whereas the second plane, Plane 2, crashed in
Missouri. As good simulationists, we
attempt to ferret out the causes of these disasters by replicating Plane 1’s pre-crash conditions with a model
in a wind-tunnel and manipulating various factors until our model plane fails
to crash. Upon discovering that our
model plane doesn’t crash if we remove its exposure to the equivalent of a 100
mph northwest wind, we conclude that the wind caused our model plane to crash
in the wind-tunnel and that the 100 mph northwest wind to which Plane 1 was
exposed caused it to crash in Colorado.
Because the crash of Pane 2 in Missouri was so similar to the crash of
Plane 1 in Colorado, our simulation of Plane 2’s crash is identical to our
simulation of Plane 1’s crash and so it yields the same results: Plane 2 crashed
because it was exposed to a 100 mph northwest wind. Of course, the wind which crashed Plane 1 wasn’t the same wind
as the wind which crashed Plane 2; Plane 1 was downed by a wind which
originated in Alberta whereas Plane 2 was downed by a wind which originated in
Manitoba. If we wanted to, we could
individuate winds broadly, in way sensitive to their origin, and so distinguish
between our two winds (Alberta-based-100 mph-northwest-wind vs.
Manitoba-based-100 mph-northwest-wind), or we could
individuate winds narrowly, on the basis of their intrinsic properties, and so
type our two winds the same (100 mph-northwest-wind).
We are now faced with the following question: Given that Planes 1 and 2 had
similar crashes, and given that we have a choice between assigning causal
relevance to the broad winds and assigning causal relevance to the narrow
winds, which winds should we deem to be causally efficacious? There is, I
believe, a strong pull toward assigning causal relevance to the narrow wind.
But now the criticism of
causally-relevant externalistic mental states is but one small step away. On the assumption of narrow content, or
psychological content which must be shared by physical duplicates, Oscar 1’s
belief that water quenches thirst and Oscar 2’s belief that twater quenches
thirst share the same narrow content, and hence Oscars 1 and 2 share the same
narrow belief (belief individuated according narrow content). We could
call this narrow belief ‘belief-n.’ But
narrow beliefs are components of broad beliefs (beliefs individuated according
to broad, or environmentally-sensitive content), in much the same way that
narrow winds are components of broad winds, and so when we simulate Oscar 2’s
tokening of the belief that twater quenches thirst we are, ipso facto
simulating Oscar 2’s tokening of belief-n. (How could we simulate Alberta-based-100
mph-northwest-wind without thereby simulating
100 mph-northwest-wind?) Furthermore, when we simulate Oscar 2 and imagine away the belief
that twater is quenches thirst we are also imagining away belief-n. Consequently, when we note that the
intention to bring Mary 2 some twater would not be generated under a simulation
absent the belief that twater quenches thirst we could maintain that the belief
that twater quenches thirst or belief-n was causally relevant to Oscar
2’s behavior. Similarly, when we
simulate Oscar 1’s belief that water quenches thirst, we are simulating Oscar
1’s tokening of belief-n, and when we imagine away the belief that water
quenches thirst within the context of simulating Oscar 1, we are also imagining
away belief-n. Consequently, when we note that the intention to bring Mary 1
some water would not be generated under a simulation absent the belief that
water quenches thirst we could maintain that the belief that water quenches
thirst or belief-n was causally relevant to Oscar 1’s behavior. We are now
faced with the following question: Given that Oscars 1 and 2 engaged in the
same behaviors, and given that we have a choice between assigning causal
relevance to their externalistically-individuated beliefs and assigning causal
relevance to their narrow beliefs, which beliefs should we deem to be the
causally efficacious ones?[10] Again,
there is a strong pull toward assigning causal relevance to the narrow beliefs
and so we would seem to have failed in our defense of the causal relevance of
externalistically-individuated beliefs.[11]
This is an important and
interesting objection, and its first half, the part about the planes, is
probably right. In order for the conclusions about psychology to follow, though,
the part about Oscars 1 and 2 must be relevantly similar to the part about the
planes, and I maintain that there are good reasons to doubt that it is.
First, there are philosophical
and pragmatic reasons to doubt that the notion of narrowness carries over from
aerodynamics to psychology. In a purely
philosophical vein, although it makes sense to individuate winds according to
their intrinsic properties and still, in good conscience, think of oneself as
dealing with wind, there’s room to question that
it makes sense to individuate mental states according to their intrinsic
properties and still, in good conscience, think of oneself as dealing with psychological
states. If one
removes all externalistic elements in the individuation of psychological
states, one runs the real risk of ending up with a purely neurological, or
otherwise physicalistic, individuation which looses all claim to provide us
with psychological, as opposed to neurological states and so which sacrifices
its relevance to psychological explanation (see Owens, 1987). Consequently, although there is a narrow wind
component to broad wind, there may not be a narrow psychological
component to broad mental states. In
any event, as I mentioned in section 2.1, pragmatic concerns conspire with
these worries to lead me to assume that the quest for narrow beliefs will be
unsuccessful. My purpose in this paper
is to argue that everyday psychology, or some more sophisticated version of
everyday psychology which adopts the practice of individuating mental states
according to content, can advance causal explanations of behavior. In the unlikely event that a good account of
narrow content is in our philosophical future, it could be used to generate a
psychological taxonomy which types mental states according to causal powers and
so may be employed in standard, theoretically-based causal explanations. Consequently, narrow content could well be
expected to save the causal relevance of content-individuated states. In assuming that narrow content is a
chimera, I am assuming the worst-case (and, I think, more realistic) scenario
for any content-based psychology, and I am arguing that psychological
explanations may be causal even if there is no such thing as narrow content. It is consequently no objection to my
position to argue that it fails to account for the causal relevance of narrow
content.
The second, and related,
disanalogy between aerodynamic and psychological explanations lies in the
models to which we could reasonably expect these explanations to conform. If simulation were the only way in which
aerodynamic explanations could be formulated and justified, I must confess to
seeing no reason why we would be inclined to prefer explanation in terms of
narrow wind to explanation in terms of broad wind. Any token of the broad wind would be a token of the narrow wind
as well, and simulation is concerned with establishing that that wind,
that very token wind, was causally responsible for crashing the plane. Whether that wind is described broadly, as
Alberta-based-100 mph-northwest-wind, or narrowly, as 100 mph-northwest-wind,
would seem to be a matter of style over substance. Real concern with how the wind is described reflects a real
concern with wind types instead of wind tokens, and I’ve argued
in section 2.3 that this concern is driven by theory formation. A theory, with the attendant generalizations
and formulas, requires explanatory states taxonomized according to causal
powers because only then will the theoretical generalizations be both true and
comprehensive. Since aerodynamic explanations can be and usually
are couched in theoretical terms even if simulation is employed as a heuristic
device, our inclination to attribute causal relevance to narrow winds is
justifiable; only winds typed narrowly will be typed according to their causal
powers and only winds typed according to their causal powers will be fit to
play a role in the theoretical explanations to which aerodynamics is amenable.
It’s at least an open question,
however, whether the theory theory is a correct account of explanation in
psychology and so, as I’ve argued, it’s at least an open question whether
individuation of mental states according to causal powers is the way to go. (Indeed, given the fact that individuation
of mental states according to causal powers would require an account of narrow
content, and given the fact that such an account may never be forthcoming, it
may not even be a way to go.) Of
course, Oscar 1’s belief that water quenches thirst was causally efficacious in
the formulation of his decision to bring Mary 1 some water in virtue of fact
that it had the property of being about the water, as opposed, say, to being
about strychnine. I hope that nothing
I’ve said so far is taken to deny this.
My point is only that we don’t need to hunt for some narrower
causally relevant property on the grounds that individuating Oscar 1’s belief
on the basis of what it’s about fails to generate an explanatory kind which
includes beliefs about twater, schmater and other beliefs which are causally
identical. Unlike explaining plane
crashes, explaining Oscar 1’s behavior needn’t involve appeal to
generalizations and so doesn’t require an explanatory typing that corresponds
to individuation by causal powers. Our pull toward assigning explanatory
relevance exclusively to narrow-winds, therefore, need not be and should not be
reflected in a similar pull toward assigning explanatory relevance exclusively
to narrow-beliefs.
In conclusion, parties to the
debate regarding externalism and causality have tended to accept the
proposition that if psychological explanation is causal, then mental states
should be individuated according to their causal powers. Such a commitment to causal individuation is
inescapable within the widely taken-for-granted theoretical model of
psychological explanation, because if the putatively causal explanations in
psychology are offered by appealing to some system of law-like generalizations,
then we must individuate mental states by their causal powers;
individuating in a way that types causally different states the same would risk
including false generalizations, and individuating in a way that types causally
identical states differently would risk omitting true generalizations. Consequently, so long as we conceive of
psychological explanation along the lines of theoretical explanations advanced
in other domains, we will be drawn toward the individuation of mental states
according to causal powers, and externalism, which systematically distinguishes
between causally identical mental states, will be perceived as a threat to
causality.
Once we have
cast our lot with the simulation alternative, however, our nomologically-driven
intuitions about individuation and causality begin to fade and we see the
principle connecting causal explanation with individuation according to causal
powers for what it is: a methodological constraint that makes sense only from
the perspective of theory construction. By loosening our commitment to the principle
which provided for the initial tension between causality and externalism, and
by proving itself to be simultaneously compatible with both, the simulation
alternative promises to reconcile externalism with causality. If simulation is indeed the correct account
of psychological explanation, then it’s a mistake to allow our intuitions about
such explanations to be influenced strongly by facts about the theory-driven
explanations offered in the physical sciences, or to blindly assume that causal
explanation in psychology must refer to states individuated according to their
causal powers. By fully appreciating
how psychological explanations may be set apart from the explanations offered
in physics, chemistry, biology and so on, we may recognize that beliefs and
desires can be both externalistic and causally explanatory.
Dōna
Warren
Department
of Philosophy
University
of Wisconsin - Stevens Point
[WORD
COUNT FOR PAPER:
10266
not including footnotes; 10930 including footnotes]
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May 25, 1998
Ms. Patterson or Mr. Lee,
Having taken full account of the referee’s final
comments, I enclose a copy of my paper “Externalism and Causality: Simulation
and the Prospects for a Reconciliation,” for publication in Mind &
Language.
If possible, I would appreciate a formal letter
of acceptance for departmental review purposes. You may mail it to me at the following address:
Dōna Warren
Department of Philosophy
Rm. 489, Collins Classroom
Center
The University of Wisconsin -
Stevens Point
Stevens Point, WI 54481-3897
Thank you.
Yours,